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AMF publication - SPOT Control June 2023 -: compliance with funds' contractual extra-financial commitments

The AMF is introducing Supervision of Operational and Thematic Practices, or "SPOT" controls, into its control arsenal. Weefin accompanies you in the analysis of these June results, concerning SPOT controls on portfolio management companies' compliance with contractual extra-financial commitments.

Written by

WeeFin

Published on

4/7/2023

Since 2018, the AMF has carried out SPOT checks several times a year to assess the market practices of management companies. This year, the AMF has decided to focus its study on compliance with funds' contractual extra-financial commitments.

Weefin's team of experts will help you understand this study. You'll find :

SPOT control overview: scope, equipment, analysis zones
Analysis of control results
Comparison of SPOT 2023 versus 2019: what changes have been made to players' practices and the regulator's recommendations?
Zoom the link between our Sustainable Finance Barometer study and the SPOT audit results

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